Broker Check

Public Information



LINCOLN DOUGLAS INVESTMENTS, LLC

135 SOUTH MAIN STREET

MOUNT VERNON, OH 43050



SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2018

Securities Listed on New York Stock Exchange


Summary Statistics:

  Non-directed orders as percentage of total customer orders                                100.00%
  Market orders as percentage of total market orders                                               69.50%
  Limit orders as percentage of total limit orders                                                         7.16%
  Other orders as percentage of total other orders                                                    23.34%


Venues Receiving Significant Percentage of Total Non-Directed Orders:

 

 

  1.    Citadel Securities LLC

  52.12%

  2.    VIRTU Americas LLC

  26.39%

  3.    G1 Execution Services, LLC

  9.68%

  4.    UBS Securities, LLC

  2.92%

  5.    Cboe BYX U.S. Equities Exchange

  2.92%

  6.    Two Sigma Securities, LLC

  2.52%

  7.    NASDAQ Execution Services, LLC

  1.86%

  8.    New York Stock Exchange

  0.80%

  9.    Cboe EDGX U.S. Equities Exchange

  0.66%

10.    Cboe BZX U.S. Equities Exchange

  0.13%

Information Concerning Significant Venues :


  1. Citadel Securities LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               48.28%

                  Limit orders as percentage of total limit orders                                       38.89%

                  Other orders as percentage of total other orders                                    67.61%

  1. VIRTU Americas LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               29.58%

                  Limit orders as percentage of total limit orders                                       11.11%

                  Other orders as percentage of total other orders                                    21.59%

  1. G1 Execution Services, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               13.74%

                  Limit orders as percentage of total limit orders                                         1.85%

                  Other orders as percentage of total other orders                                      0.00%

  1. UBS Securities, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.57%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                    10.80%

  1. Cboe BYX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 4.20%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

  1. Two Sigma Securities, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 3.63%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

  1. NASDAQ Execution Services, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       25.93%

                  Other orders as percentage of total other orders                                      0.00%

  1. New York Stock Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       11.11%

                  Other orders as percentage of total other orders                                      0.00%

  1. Cboe EDGX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                         9.26%

                  Other orders as percentage of total other orders                                      0.00%

  1. Cboe BZX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                         1.85%

                  Other orders as percentage of total other orders                                      0.00%

Securities Listed on The Nasdaq Stock Market

Summary Statistics:

  Non-directed orders as percentage of total customer orders                                100.00%
  Market orders as percentage of total market orders                                               77.40%
  Limit orders as percentage of total limit orders                                                         5.65%
  Other orders as percentage of total other orders                                                    16.95%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

 

 

  1.    Citadel Securities LLC

  44.35%

  2.    VIRTU Americas LLC

  32.77%

  3.    G1 Execution Services, LLC

  10.17%

  4.    Two Sigma Securities, LLC

  6.78%

  5.    Cboe BYX U.S. Equities Exchange

  1.98%

  6.    Cboe EDGX U.S. Equities Exchange

  1.41%

  7.    NASDAQ Execution Services, LLC

  1.41%

  8.    UBS Securities, LLC

  1.13%

Information Concerning Significant Venues :


  1. Citadel Securities LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               38.32%

                  Limit orders as percentage of total limit orders                                       30.00%

                  Other orders as percentage of total other orders                                    76.67%

  1. VIRTU Americas LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               38.32%

                  Limit orders as percentage of total limit orders                                       20.00%

                  Other orders as percentage of total other orders                                    11.67%

  1. G1 Execution Services, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               13.14%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

  1. Two Sigma Securities, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 7.30%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      6.67%

  1. Cboe BYX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 2.55%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

  1. Cboe EDGX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       25.00%

                  Other orders as percentage of total other orders                                      0.00%

  1. NASDAQ Execution Services, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       25.00%

                  Other orders as percentage of total other orders                                      0.00%

  1. UBS Securities, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.36%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      5.00%

Securities Listed on NYSE American or Regional Exchanges

Summary Statistics:

  Non-directed orders as percentage of total customer orders                                100.00%
  Market orders as percentage of total market orders                                               81.69%
  Limit orders as percentage of total limit orders                                                       13.38%
  Other orders as percentage of total other orders                                                      4.93%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

 

 

  1.    Citadel Securities LLC

  39.44%

  2.    VIRTU Americas LLC

  33.80%

  3.    G1 Execution Services, LLC

  11.27%

  4.    NASDAQ Execution Services, LLC

  7.75%

  5.    Cboe BYX U.S. Equities Exchange

  3.52%

  6.    Two Sigma Securities, LLC

  2.11%

  7.    NYSE Arca

  1.41%

  8.    UBS Securities, LLC

  0.70%

Information Concerning Significant Venues :


  1. Citadel Securities LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               40.52%

                  Limit orders as percentage of total limit orders                                       10.53%

                  Other orders as percentage of total other orders                                  100.00%

  1. VIRTU Americas LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               37.93%

                  Limit orders as percentage of total limit orders                                       21.05%

                  Other orders as percentage of total other orders                                      0.00%

  1. G1 Execution Services, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               13.79%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

  1. NASDAQ Execution Services, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       57.89%

                  Other orders as percentage of total other orders                                      0.00%

  1. Cboe BYX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 4.31%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

  1. Two Sigma Securities, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 2.59%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

  1. NYSE Arca


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       10.53%

                  Other orders as percentage of total other orders                                      0.00%

  1. UBS Securities, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.86%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

Exchange - Listed Options

Summary Statistics:

  Non-directed orders as percentage of total customer orders                                100.00%
  Market orders as percentage of total market orders                                                 3.59%
  Limit orders as percentage of total limit orders                                                       96.16%
  Other orders as percentage of total other orders                                                      0.26%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

 

 

  1.    Cboe Options Exchange

  43.18%

  2.    NASDAQ Options Market

  15.50%

  3.    NASDAQ PHLX Options

  8.46%

  4.    ISE Gemini Options Exchange

  7.82%

  5.    The MIAX Options Exchange

  7.30%

  6.    NYSE American Options

  3.65%

  7.    Cboe BZX Options Exchange, Inc.

  3.59%

  8.    Cboe EDGX Option Exchange

  3.33%

  9.    MIAX Pearl Exchange

  2.43%

10.    NYSE Arca Options

  1.67%

Information Concerning Significant Venues :


  1. Cboe Options Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               41.07%

                  Limit orders as percentage of total limit orders                                       43.24%

                  Other orders as percentage of total other orders                                    50.00%

  1. NASDAQ Options Market


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       16.12%

                  Other orders as percentage of total other orders                                      0.00%

  1. NASDAQ PHLX Options


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               30.36%

                  Limit orders as percentage of total limit orders                                         7.59%

                  Other orders as percentage of total other orders                                    25.00%

  1. ISE Gemini Options Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 1.79%

                  Limit orders as percentage of total limit orders                                         8.06%

                  Other orders as percentage of total other orders                                      0.00%

  1. The MIAX Options Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               14.29%

                  Limit orders as percentage of total limit orders                                         7.06%

                  Other orders as percentage of total other orders                                      0.00%

  1. NYSE American Options


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                         3.80%

                  Other orders as percentage of total other orders                                      0.00%

  1. Cboe BZX Options Exchange, Inc.


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                0.00%

                  Limit orders as percentage of total limit orders                                         3.73%

                  Other orders as percentage of total other orders                                      0.00%

  1. Cboe EDGX Option Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 1.79%

                  Limit orders as percentage of total limit orders                                         3.40%

                  Other orders as percentage of total other orders                                      0.00%

  1. MIAX Pearl Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                         2.53%

                  Other orders as percentage of total other orders                                      0.00%

  1. NYSE Arca Options


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 1.79%

                  Limit orders as percentage of total limit orders                                         1.60%

                  Other orders as percentage of total other orders                                    25.00%



LINCOLN DOUGLAS INVESTMENTS, LLC

135 SOUTH MAIN STREET

MOUNT VERNON, OH 43050

 

SEC Rule 606 Quarterly Report for the Quarter Ending  June 30, 2016

 

Securities Listed on New York Stock Exchange

 

Summary Statistics :
 

  Non-directed orders as percentage of total customer orders                                             100.00%
  Market orders as percentage of total market orders                                            86.75%
  Limit orders as percentage of total limit orders                                                   13.05%
  Other orders as percentage of total other orders                                                   0.20%
 

Venues Receiving Significant Percentage of Total Non-Directed Orders :

 

 

  1.    KCG Americas LLC

  37.95%

  2.    Citadel Securities LLC

  34.94%

  3.    G1 Execution Services, LLC

  15.06%

  4.    EDGX Exchange, Inc.

  3.21%

  5.    BATS BZX Exchange

  3.21%

  6.    Instinet LLC

  2.61%

  7.    Citigroup Global Markets, Inc.

  1.00%

  8.    BATS BYX Exchange

  0.80%

  9.    UBS Securities, LLC

  0.60%

10.    Two Sigma Securities, LLC

  0.40%

 

Information Concerning Significant Venues :


    1.    KCG Americas LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             39.58%

                 Limit orders as percentage of total limit orders                                    27.69%

                 Other orders as percentage of total other orders                                    0.00%

 

    2.    Citadel Securities LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             38.89%

                 Limit orders as percentage of total limit orders                                      9.23%

                 Other orders as percentage of total other orders                                    0.00%

 

    3.    G1 Execution Services, LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             15.97%

                 Limit orders as percentage of total limit orders                                      9.23%

                 Other orders as percentage of total other orders                                    0.00%

 

    4.    EDGX Exchange, Inc.


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                    24.62%

                 Other orders as percentage of total other orders                                    0.00%

 

    5.    BATS BZX Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                    24.62%

                 Other orders as percentage of total other orders                                    0.00%

 

    6.    Instinet LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               2.78%

                 Limit orders as percentage of total limit orders                                      1.54%

                 Other orders as percentage of total other orders                                    0.00%

 

    7.    Citigroup Global Markets, Inc.


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.93%

                 Limit orders as percentage of total limit orders                                      1.54%

                 Other orders as percentage of total other orders                                    0.00%

 

    8.    BATS BYX Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.93%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

 

    9.    UBS Securities, LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.46%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                100.00%

 

    10.    Two Sigma Securities, LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.46%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

Securities Listed on The Nasdaq Stock Market

 

Summary Statistics :
 

  Non-directed orders as percentage of total customer orders                                             100.00%
  Market orders as percentage of total market orders                                            81.66%
  Limit orders as percentage of total limit orders                                                   18.34%
  Other orders as percentage of total other orders                                                   0.00%
 

Venues Receiving Significant Percentage of Total Non-Directed Orders :

 

 

  1.    KCG Americas LLC

  41.48%

  2.    Citadel Securities LLC

  32.75%

  3.    G1 Execution Services, LLC

  10.48%

  4.    BATS BZX Exchange

  7.86%

  5.    EDGX Exchange, Inc.

  3.49%

  6.    Instinet LLC

  1.75%

  7.    UBS Securities, LLC

  0.87%

  8.    Citigroup Global Markets, Inc.

  0.44%

  9.    Two Sigma Securities, LLC

  0.44%

10.    BATS BYX Exchange

  0.44%

 

Information Concerning Significant Venues :


    1.    KCG Americas LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             43.85%

                 Limit orders as percentage of total limit orders                                    30.95%

                 Other orders as percentage of total other orders                                    0.00%

 

    2.    Citadel Securities LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             39.57%

                 Limit orders as percentage of total limit orders                                      2.38%

                 Other orders as percentage of total other orders                                    0.00%

 

    3.    G1 Execution Services, LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             12.83%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

 

    4.    BATS BZX Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                    42.86%

                 Other orders as percentage of total other orders                                    0.00%

 

    5.    EDGX Exchange, Inc.


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                    19.05%

                 Other orders as percentage of total other orders                                    0.00%

 

    6.    Instinet LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               1.07%

                 Limit orders as percentage of total limit orders                                      4.76%

                 Other orders as percentage of total other orders                                    0.00%

 

    7.    UBS Securities, LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               1.07%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

 

    8.    Citigroup Global Markets, Inc.


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.53%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

 

    9.    Two Sigma Securities, LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.53%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

 

    10.    BATS BYX Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.53%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

Securities Listed on NYSE MKT or Regional Exchanges

 

Summary Statistics :
 

  Non-directed orders as percentage of total customer orders                                             100.00%
  Market orders as percentage of total market orders                                            92.39%
  Limit orders as percentage of total limit orders                                                     7.61%
  Other orders as percentage of total other orders                                                   0.00%
 

Venues Receiving Significant Percentage of Total Non-Directed Orders :

 

 

  1.    Citadel Securities LLC

  35.33%

  2.    KCG Americas LLC

  27.17%

  3.    Jane Street Capital, LLC

  11.41%

  4.    G1 Execution Services, LLC

  10.33%

  5.    BATS BYX Exchange

  7.61%

  6.    Instinet LLC

  2.17%

  7.    EDGX Exchange, Inc.

  1.63%

  8.    BATS BZX Exchange

  1.63%

  9.    Two Sigma Securities, LLC

  1.09%

10.    Citigroup Global Markets, Inc.

  0.54%

 

Information Concerning Significant Venues :


    1.    Citadel Securities LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             36.47%

                 Limit orders as percentage of total limit orders                                    21.43%

                 Other orders as percentage of total other orders                                    0.00%

 

    2.    KCG Americas LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             28.24%

                 Limit orders as percentage of total limit orders                                    14.29%

                 Other orders as percentage of total other orders                                    0.00%

 

    3.    Jane Street Capital, LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             12.35%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

 

    4.    G1 Execution Services, LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             11.18%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

 

    5.    BATS BYX Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               7.65%

                 Limit orders as percentage of total limit orders                                      7.14%

                 Other orders as percentage of total other orders                                    0.00%

 

    6.    Instinet LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               2.35%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

 

    7.    EDGX Exchange, Inc.


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                    21.43%

                 Other orders as percentage of total other orders                                    0.00%

 

    8.    BATS BZX Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                    21.43%

                 Other orders as percentage of total other orders                                    0.00%

 

    9.    Two Sigma Securities, LLC


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               1.18%

                 Limit orders as percentage of total limit orders                                      0.00%

                 Other orders as percentage of total other orders                                    0.00%

 

    10.    Citigroup Global Markets, Inc.


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                      7.14%

                 Other orders as percentage of total other orders                                    0.00%

Exchange - Listed Options

 

Summary Statistics :
 

  Non-directed orders as percentage of total customer orders                                             100.00%
  Market orders as percentage of total market orders                                              0.77%
  Limit orders as percentage of total limit orders                                                   98.94%
  Other orders as percentage of total other orders                                                   0.29%
 

Venues Receiving Significant Percentage of Total Non-Directed Orders :

 

 

  1.    The Chicago Board Options Exchange

  80.95%

  2.    NYSE Arca Options

  6.48%

  3.    BZX Options Exchange, Inc.

  5.32%

  4.    NASDAQ PHLX Options

  2.61%

  5.    NASDAQ Options Market

  2.22%

  6.    The MIAX Options Exchange

  1.26%

  7.    ISE Gemini Options Exchange

  0.68%

  8.    NYSE Amex Options

  0.29%

  9.    BOX Option Exchange

  0.10%

10.    The International Securities Exchange

  0.10%

 

Information Concerning Significant Venues :


    1.    The Chicago Board Options Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             50.00%

                 Limit orders as percentage of total limit orders                                    81.13%

                 Other orders as percentage of total other orders                                100.00%

 

    2.    NYSE Arca Options


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                      6.55%

                 Other orders as percentage of total other orders                                    0.00%

 

    3.    BZX Options Exchange, Inc.


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                      5.38%

                 Other orders as percentage of total other orders                                    0.00%

 

    4.    NASDAQ PHLX Options


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                             50.00%

                 Limit orders as percentage of total limit orders                                      2.25%

                 Other orders as percentage of total other orders                                    0.00%

 

    5.    NASDAQ Options Market


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                      2.25%

                 Other orders as percentage of total other orders                                    0.00%

 

    6.    The MIAX Options Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                      1.27%

                 Other orders as percentage of total other orders                                    0.00%

 

    7.    ISE Gemini Options Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                      0.68%

                 Other orders as percentage of total other orders                                    0.00%

 

    8.    NYSE Amex Options


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                      0.29%

                 Other orders as percentage of total other orders                                    0.00%

 

    9.    BOX Option Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                      0.10%

                 Other orders as percentage of total other orders                                    0.00%

 

    10.    The International Securities Exchange


            Types of Orders Routed to Venue :


                 Market orders as percentage of total market orders                               0.00%

                 Limit orders as percentage of total limit orders                                      0.10%

                 Other orders as percentage of total other orders                                    0.00%